Invention Grant
- Patent Title: Compliance methodology
- Patent Title (中): 合规方法
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Application No.: US12698952Application Date: 2010-02-02
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Publication No.: US08392237B2Publication Date: 2013-03-05
- Inventor: Poornima Gupta
- Applicant: Poornima Gupta
- Applicant Address: US NC Charlotte
- Assignee: Bank of America Corporation
- Current Assignee: Bank of America Corporation
- Current Assignee Address: US NC Charlotte
- Agency: Banner & Witcoff, Ltd.
- Agent Michael A. Springs
- Main IPC: G06Q10/00
- IPC: G06Q10/00 ; G06Q40/00

Abstract:
Methods, computer readable media, and apparatuses for evaluating compliance with laws, regulations, and/or policies are presented. A metric definition for a metric may be received, the metric measuring an aspect of a business process. The measured aspect may represent a compliance concern. A first sigma score for the metric may be determined based on a number of opportunities and a number of defects. A second sigma score for the business process may be determined. A third sigma score for a business unit may be determined, the business unit implementing the business process. A fourth sigma score for a business segment may be determined, the business segment managing the business unit. A report may be generated, the report including the first sigma score, the second sigma score, the third sigma score, and the fourth sigma score.
Public/Granted literature
- US20110191146A1 COMPLIANCE METHODOLOGY Public/Granted day:2011-08-04
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